Privacy Notice
What does Greenwood Capital Associates, LLC do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit
some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal
information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This
information can include:
- Social Security Number
- Employment Information
- Assets
- Risk Tolerance
- Retirement Assets
- Account Balances
- Account Transaction History
- Wire Transfer Instructions
When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share customer’s personal information to run their everyday business. In the section
below, we list the reasons financial companies can share their customers’ personal information, the reasons Greenwood
Capital Associates, LLC chooses to share, and whether you can limit this sharing.
| Reasons we can share your personal information: | Does Greenwood Capital Associates, LLC share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes, such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes, to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We don’t share |
| For our affiliates’ everyday business purposes – information about your transactions and experiences | Yes | No |
| For our affiliates’ everyday business purposes – information about your creditworthiness | No | We don’t share |
| For our affiliates to market to you | No | We don’t share |
| For non-affiliates to market to you | No | We don’t share |
Who We Are
Who is providing this notice
Greenwood Capital Associates, LLC
What We Do
How does Greenwood Capital Associates, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with
federal law. These measures include computer safeguards and secured files and buildings. We will continue to test and
update our technology to improve the protection of your information.
How does Greenwood Capital Associates, LLC collect my personal information?
We collect your personal information, for example, when you:
- Open an account
- Provide account information
- Give us your contact information
- Enter into an investment advisory contract with us
- Seek advice about your investments
- Show your government-issued ID
- Show your driver’s license
We also collect your personal information from others, such as affiliates or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
- Sharing for affiliates’ everyday business purposes – information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates:
Companies related by common ownership or control. They can be financial and non-financial companies.
Our affiliates include TCB Corp., Countybank, Countybanc Insurance Services, Inc., Countybank Mortgage, Counybanc
Investment Services Inc., and Countybank Trust Services.
Non-Affiliates:
Companies not related by common ownership or control. They can be financial and non-financial companies.
Greenwood Capital Associates, LLC does not share with nonaffiliates so they can market to you.
Joint Marketing:
A formal agreement between nonaffiliated financial companies that together market financial products or services to
you.
Greenwood Capital Associates, LLC does not jointly market.